Regulatory Information

Important Disclosure

1. Regulatory Status

1.1 Not a Financial Institution

Outlet Finance operates as a market data and analytics provider. We are not:

• A registered investment adviser under the Investment Advisers Act of 1940
• A registered broker-dealer under the Securities Exchange Act of 1934
• A registered exchange or alternative trading system
• A money services business or money transmitter
• A custodian or holder of client assets

1.2 Data Provider Classification

We provide market data, pricing information, and analytical tools related to Pokemon Trading Card Game collectibles. Our services are comparable to financial data terminals and research platforms, not investment services.

2. Nature of Pokemon Card Investments

2.1 Alternative Assets

Pokemon cards are physical collectibles classified as alternative assets. They are not:

• Securities as defined by U.S. federal securities laws
• Commodities regulated by the CFTC
• Currency or legal tender
• Financial instruments subject to banking regulations

2.2 Investment Characteristics

Pokemon card investments share characteristics with other collectibles markets:

• No guaranteed returns or principal protection
• Illiquidity compared to traditional financial markets
• Price volatility and subjective valuation
• Storage, authentication, and condition risks
• Market manipulation potential in low-liquidity items

3. Risk Disclosures

3.1 Market Risks

Investing in Pokemon cards involves substantial risks:

• Price Volatility: Card values can fluctuate significantly based on market sentiment, trends, and external factors
• Illiquidity: Finding buyers at desired prices can be difficult, especially for high-value items
• Authenticity Risk: Counterfeit cards and fraudulent grading are persistent issues
• Condition Degradation: Physical damage can dramatically reduce card value
• Market Manipulation: Small market sizes make price manipulation possible
• Trend Risk: Pop culture interest in Pokemon can wax and wane over time

3.2 Data Accuracy

While we employ rigorous methodologies, our data may contain errors or lag real-time market conditions. Users should verify information independently before making investment decisions.

3.3 No FDIC or SIPC Protection

Pokemon card investments are not protected by FDIC insurance, SIPC coverage, or any government guarantee program. You can lose your entire investment.

4. No Investment Advice

4.1 Informational Purpose Only

All content on our platform, including index compositions, fair value estimates, and market commentary, is provided for informational purposes only. Nothing on our platform constitutes:

• Personalized investment advice
• A recommendation to buy, sell, or hold any card
• A guarantee of future performance
• Financial, legal, or tax advice

4.2 Consult Professionals

Before making investment decisions, consult with qualified financial advisers, tax professionals, and legal counsel who can provide personalized advice based on your individual circumstances.

5. Index Products

5.1 Index Methodology

Our indexes are constructed using transparent, rules-based methodologies designed to track specific segments of the Pokemon TCG market. Index performance is theoretical and does not represent actual investment returns.

5.2 No Investment Products

Currently, there are no investment products directly tied to our indexes. Any future investment products would be subject to appropriate regulatory oversight and disclosure requirements.

5.3 Rebalancing and Changes

Index compositions may change during periodic rebalancing. Historical index levels may be adjusted to correct errors or improve methodology. Past performance does not guarantee future results.

6. Data Sources and Methodology

6.1 Data Aggregation

We aggregate data from multiple public marketplaces and sources. We do not control these sources and cannot guarantee their accuracy or completeness.

6.2 Proprietary Analytics

Our fair value estimates and liquidity scores are derived from proprietary algorithms. These are analytical tools, not guarantees of actual market value or liquidity.

6.3 Third-Party Content

Links to third-party marketplaces and services are provided for convenience. We are not responsible for their content, practices, or compliance with applicable laws.

7. Anti-Money Laundering and Compliance

7.1 AML Policy

While we do not facilitate transactions, we maintain policies to prevent use of our platform for money laundering or terrorist financing. We reserve the right to report suspicious activity to appropriate authorities.

7.2 Sanctions Compliance

We comply with U.S. economic sanctions and export control laws. Our services may not be available in certain jurisdictions or to certain persons.

8. Intellectual Property Disclaimer

8.1 No Affiliation

Outlet Finance is not affiliated with, endorsed by, or sponsored by Pokemon, Nintendo, The Pokemon Company, Creatures Inc., Game Freak, or any grading company (PSA, BGS, CGC).

8.2 Fair Use

Card images and related content are used for informational purposes under fair use principles. All trademarks are property of their respective owners.

9. International Users

9.1 U.S.-Based Service

Outlet Finance operates from the United States. Users in other jurisdictions are responsible for compliance with their local laws and regulations.

9.2 No Solicitation

Our platform is not intended to solicit users in jurisdictions where such activity would be unlawful. We do not target users in restricted jurisdictions.

10. Tax Considerations

10.1 Tax Reporting

Sales of collectibles may trigger capital gains tax obligations. We do not provide tax reporting services or tax advice. Consult a qualified tax professional for guidance on your obligations.

10.2 1099 Requirements

Because we do not facilitate transactions, we do not issue Form 1099 or other tax documents. Users are responsible for tracking and reporting their own transactions.

11. Changes to Regulatory Status

We will update this page if our regulatory status changes or if we begin offering services that require regulatory registration. Material changes will be communicated to users with reasonable advance notice.

12. Questions and Concerns

For questions about our regulatory status or compliance policies, contact us: